TY  - BOOK
AU  - Rider,Barry
AU  - Alexander,Kern
AU  - Bazley,Stuart
AU  - Bryant,Jeffrey
TI  - Market abuse and insider dealing
SN  - 9781526509130
AV  - KD1777.I58 R534 2022
U1  - 346.42092 
PY  - 2022///
CY  - London
PB  - Bloomsbury Professional
KW  - Banking law
KW  - United Kingdom
KW  - Law
KW  - Insider trading in securities
KW  - Law and legislation
KW  - fast
KW  - Wales
KW  - England
N1  - Chapter 1 The nature of insider dealing and market abuse  --Chapter 2 Insider dealing: the civil law  --Chapter 3 The main offences of insider dealing - dealing on the basis of inside information  --Chapter 4 The market abuse regime  --Chapter 5 FSMA criminal offences of market manipulation  --Chapter 6 Fraud and financial crime  --Chapter 7 Anti-money laundering and proceeds of crime  --Chapter 8 Conflicts of interest  --Chapter 9 Issuer disclosure and liability --Chapter 10 Information gathering  --Chapter 11 Investigations  --Chapter 12 Enforcement issues  --Chapter 13 Compliance procedures and systems  --Chapter 14 Personal liability of senior managers and compliance officers  --Chapter 15 Control liability  --Chapter 16 The impact of other laws: domestic and overseas
N2  - Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness. With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access. Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law
UR  - https://doi.org/10.5040/9781526509130?locatt=label:secondary_bloomsburyCollections
ER  -